Tudor Securities

Company Background

Tudor Securities LLC, Headquartered in Miami, FL, is made up of a team with 30 years of experience in the financial services industry. Tudor Securities understands the needs and goals of Latin American clients as we have devoted many years to managing and taking care of their wealth. We value each and every all of our clients, and believe in providing a tailor-made financial solution, that will allow you to reach your financial goals more effectively.

Tudor Securities is a clear-through of Herold & Lantern Investments, Inc., a wealth management firm with Headquarters in New York, with over $4 billion in tri-party and customer assets, and receives clearing and custody services from Pershing LLC, a Bank of New York Mellon Company.

Our Products

Mutual Funds

Mutual funds, closed end fund, exchange traded funds (“ETFs”), unit investment trust (“UITs”)

Fixed Income

US corporate fixed income, U.S. government bonds, foreign corporate, sovereign fixed income securities including structured products.

Equities

We offer the possibility of buying both US and Foreign Corporate equity securities.

Structured Products

Investment products where the return is linked to an underlying asset with pre-defined features (maturity date, coupon date, capital protection level, etc)

Private Placements

Round of securities which are sold not through a public offering, but rather through a private offering, mostly to a small number of chosen investors.

Hedge Funds

Private pool of capital managed by an investment advisor and catered to qualified investors.

Foreign Exchange (FXs)

Exchange of foreign currency.

Team

Juan Carlos Carreras

CEO,
Tudor Securities LLC

Mr. Juan Carlos Carreras is the Chief Executive Officer (“CEO”) and a Co-Chief Compliance Officer (“Co-CCO”) at Tudor Securities, LLC (“Tudor” or the “Firm”). Mr. Carreras will supervise the Firm’s private wealth management business and will be responsible for the overall strategic direction of the Firm. Mr. Carreras has over 35 years of relevant securities industry experience. Mr. Carreras spent 10 years with Bank of America as a Financial Analyst, Branch Manager, and Vice President in Corporate Finance – Mergers and Acquisitions. From 1991 – 2010, Mr. Carreras was a Senior Vice President in Wealth Management at Merrill Lynch in Buenos Aires followed as the founder of Tudor Securities. Juan Carlos is series 7 and 24 Registered.

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Juan Ignacio Carreras

Co-Chief Compliance Officer,
Tudor Securities LLC

Mr. Juan Ignacio Carreras is the Co-Chief Compliance Officer at Tudor Securities, LLC . Mr. Carreras began his career at IBM as a Financial Analyst in Pricing. He brings more than 10 years of relevant securities industry experience He is FINRA registered with series 4, 7, 24, 57 and 66. He is additionally registered as a stock market producer and as an advisor of mutual funds in Argentina.

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Legal & Regulatory Disclosures

Contact

info@tudorsecuritiesllc.com 601 Brickell Key Drive, Suite 700 Miami, FL 33131
Telephone: +1786 257 2764

SIPC
Finra

State Restrictions

Tudor Securities, LLC. is a registered broker-dealer Florida. We are not yet licensed in other states of the U.S.
The broker-dealer (BD), investment adviser (IA), BD agent or IA representative in question may only transact business in the state if first registered, excluded or exempted from the state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in this state by such broker-dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for the compensation, as may be, will not be made absent compliance with state broker-dealer, investment advisor, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.