TUDOR SECURITIES

State Restrictions

Tudor Securities, LLC. is a registered broker-dealer Florida. We are not yet licensed in other states of the U.S.
The broker-dealer (BD), investment adviser (IA), BD agent or IA representative in question may only transact business in the state if first registered, excluded or exempted from the state broker-dealer, investment advisor, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to persons in this state by such broker-dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for the compensation, as may be, will not be made absent compliance with state broker-dealer, investment advisor, BD agent or IA rep registration requirements, or an applicable exemption or exclusion.